riskintermediate
Building Financial Crime Risk Assessments
BSA, AML, sanctions and fraud risk assessments. Methodology, scoring and documentation.
4.6 rating 198 enrolled 27 lessons 5h 27m
Syllabus
8 modules · 27 lessons
- Why risk assessments matter8m
- Methodology overview18m
- Inherent vs residual risk18m
- Module check: methodology5m
- Product risk drivers8m
- Customer risk drivers18m
- Geographic risk drivers18m
- Channel risk drivers5m
- Control library design8m
- Maturity scoring18m
- Operating vs design effectiveness5m
- Scoring frameworks8m
- Calibration across business lines18m
- Heat maps and dashboards5m
- Initial risk rating at onboarding8m
- Periodic and trigger based reviews18m
- Risk rating model governance5m
- Sanctions inherent risk drivers8m
- Sanctions control framework18m
- OFAC risk assessment expectations18m
- Written exercise: sanctions RA memo5m
- What regulators expect8m
- Common gaps in risk assessments18m
- Refresh cadence5m
- Triggers for re assessment8m
- Annual programme cadence18m
- Capstone assessment30m